Form D Explorer

SECURITIES MANAGEMENT AND RESEARCH, INC.

SEC file number 801-8002 · MARION, IA
https://securitiesresearch.com ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$3.3M
Discretionary AUM
$3.3M
Employees
—
Clients
—

Firm

Address
701 TAMA ST
MARION, IA 52302
Phone
—
Website
https://securitiesresearch.com
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)