BREAKWATER INVESTMENT MANAGEMENT, LLC
SEC file number 801-79040
· SEATTLE, WA
https://breakwaterco.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$234.2M
Discretionary AUM
$234.2M
Employees
3
Clients
—
Firm
- Address
- 2033 SIXTH AVENUE
SEATTLE, WA 98121 - Phone
- —
- Website
- https://breakwaterco.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
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- Abantes Investment Management Fund LP Medium name-match confidence · CIK 2050033 · V8
- Abantes Investment Management Fund Ltd. Medium name-match confidence · CIK 2060783 · E9
- Sauvegarder Investment Management, Inc. Medium name-match confidence · CIK 2054517 · FL
- Khanosis Investment Management LLC Medium name-match confidence · CIK 2134159 · TX
- Voyager Management Co-Invest, LLC Medium name-match confidence · CIK 2099992 · NV
- RS Management Investors, LLC Medium name-match confidence · CIK 2011561 · GA
- Pythagoras Investment Management LLC Medium name-match confidence · CIK 1749715 · K3
- High Ground Investment Management Fund LP Medium name-match confidence · CIK 1804037 · E9
- High Ground Investment Management Fund Ltd Medium name-match confidence · CIK 1793107 · E9
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Pythagoras Investment Management LLC · D/A · Sep 18, 2026
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Breakwater BP Co-Invest, L.P. · D · Sep 10, 2026
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Khanosis Investment Management LLC · D · May 8, 2026$250K
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High Ground Investment Management Fund LP · D/A · May 1, 2026
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RS Management Investors, LLC · D · Apr 24, 2026$66.1K
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Abantes Investment Management Fund Ltd. · D/A · Mar 17, 2026
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Abantes Investment Management Fund LP · D/A · Dec 23, 2025
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Voyager Management Co-Invest, LLC · D · Dec 18, 2025
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High Ground Investment Management Fund Ltd · D/A · Dec 2, 2025
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ROE Investment Management Capital Partners, LP · D/A · Nov 17, 2025
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Pythagoras Investment Management LLC · D/A · Sep 18, 2025
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RS Management Investors, LLC · D · Aug 28, 2025$3.3M
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RS Management Investors, LLC · D · Jul 1, 2025$22.3M
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Sauvegarder Investment Management, Inc. · D/A · May 22, 2025$6.7M
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High Ground Investment Management Fund LP · D/A · May 2, 2025
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Abantes Investment Management Fund Ltd. · D · Mar 17, 2025
-
Sauvegarder Investment Management, Inc. · D · Mar 6, 2025$15M
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Miller Investment Management Fund I, LP · D/A · Feb 21, 2025