DOMINARI SECURITIES LLC
SEC file number 801-78295
· NEW YORK, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$26.8M
Discretionary AUM
$26.8M
Employees
11
Clients
—
Firm
- Address
- 725 FIFTH AVE., 23RD FL.
NEW YORK, NY 10022 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Daiwa Securities Group Inc. Medium name-match confidence · CIK 1481045 · M0
- QT SECURITIES INC. Medium name-match confidence · CIK 2057181 · NY
- B.A. Securities LLC Medium name-match confidence · CIK 2140505 · FL
- CITI SECURITIES, INC. Medium name-match confidence · CIK 2101313 · CO
- THG Securities Fund, L.P. Medium name-match confidence · CIK 1827454 · CA
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B.A. Securities LLC · D · Jul 14, 2026
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Daiwa Securities Group Inc. · D/A · Jul 9, 2026
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THG Securities Fund, L.P. · D/A · Apr 15, 2026
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CITI SECURITIES, INC. · D · Dec 16, 2025$5M
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Daiwa Securities Group Inc. · D/A · Jun 27, 2025
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THG Securities Fund, L.P. · D/A · Feb 21, 2025
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QT SECURITIES INC. · D · Feb 20, 2025$100M