GAINES FINANCIAL GROUP, INC.
SEC file number 801-77140
· BOCA RATON, FL
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$522.6M
Discretionary AUM
$247.2M
Employees
15
Clients
—
Firm
- Address
- 3837 NW BOCA RATON BLVD
BOCA RATON, FL 33431-5858 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Gator Financial Partners, LLC Medium name-match confidence · CIK 1471673 · FL
- M FINANCIAL HOLDINGS INC Medium name-match confidence · CIK 1047852 · OR
- W FINANCIAL FUND, LP Medium name-match confidence · CIK 1248244 · NY
- Aries Financial, Inc. Medium name-match confidence · CIK 1985343 · MI
- F&M FINANCIAL CORP Medium name-match confidence · CIK 802119 · TN
- GBank Financial Holdings Inc. Medium name-match confidence · CIK 1791145 · NV
- GenOpp Financial Fund LP Medium name-match confidence · CIK 1830997 · IN
- BNH Financial Medium name-match confidence · CIK 1886472 · NH
- ENB Financial Corp Medium name-match confidence · CIK 1437479 · PA
- HBT Financial, Inc. Medium name-match confidence · CIK 775215 · IL
- IMA Financial Group, Inc. Medium name-match confidence · CIK 1673769 · KS
- Jet Financial Corp. Medium name-match confidence · CIK 1905510 · TX
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Gator Financial Partners, LLC · D/A · Sep 16, 2026
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IMA Financial Group, Inc. · D · Sep 14, 2026$1.7M
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GenOpp Financial Fund LP · D/A · Sep 3, 2026
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IMA Financial Group, Inc. · D · May 12, 2026$4.1M
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HBT Financial, Inc. · D · Apr 9, 2026$85M
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BNH Financial · D · Apr 3, 2026$40M
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M FINANCIAL HOLDINGS INC · D · Mar 13, 2026$8.9M
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IMA Financial Group, Inc. · D · Jan 30, 2026$4.2M
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IMA Financial Group, Inc. · D · Jan 30, 2026$1.2M
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IMA Financial Group, Inc. · D · Jan 29, 2026$86.9M
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W FINANCIAL FUND, LP · D/A · Jan 23, 2026
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GBank Financial Holdings Inc. · D · Jan 23, 2026$11M
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Jet Financial Corp. · D/A · Jan 14, 2026$5M
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ENB Financial Corp · D · Dec 22, 2025$42.5M
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GenOpp Financial Fund LP · D/A · Sep 17, 2025
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Gator Financial Partners, LLC · D/A · Sep 15, 2025
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F&M FINANCIAL CORP · D · Jul 16, 2025$60M
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M FINANCIAL HOLDINGS INC · D · Mar 17, 2025$6.8M
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W FINANCIAL FUND, LP · D/A · Jan 29, 2025
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Jet Financial Corp. · D/A · Jan 17, 2025$5M