FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC
SEC file number 801-72932
· NEW YORK, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$1.30B
Discretionary AUM
$1.30B
Employees
12
Clients
—
Firm
- Address
- 400 MADISON AVENUE
NEW YORK, NY 10017 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Miller Investment Management Fund I, LP Medium name-match confidence · CIK 1319736 · PA
- ROE Investment Management Capital Partners, LP Medium name-match confidence · CIK 2040771 · FL
- Sauvegarder Investment Management, Inc. Medium name-match confidence · CIK 2054517 · FL
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ROE Investment Management Capital Partners, LP · D/A · Nov 17, 2025
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Sauvegarder Investment Management, Inc. · D/A · May 22, 2025$6.7M
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Sauvegarder Investment Management, Inc. · D · Mar 6, 2025$15M
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Miller Investment Management Fund I, LP · D/A · Feb 21, 2025