EMPIRICAL FINANCIAL SERVICES, LLC
SEC file number 801-72168
· SEATTLE, Washington
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$4.18B
Discretionary AUM
$4.17B
Employees
65
Clients
421
Firm
- Address
- 1420 5TH AVE
SEATTLE, Washington 98101 - Phone
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
- EJF Financial Services Fund, LP Medium name-match confidence · CIK 1510157 · Virginia
- FSB Financial Services, Inc. Medium name-match confidence · CIK 1671206 · Iowa
- CNB FINANCIAL SERVICES INC Medium name-match confidence · CIK 1113336 · West Virginia
- Onex Partners Financial Services LP Medium name-match confidence · CIK 2158381 · New York
- Asaak Financial Services Ltd Medium name-match confidence · CIK 1822345 · New York
- Atlas Financial Services, Inc. Medium name-match confidence · CIK 1844126 · California
- Movik Financial Services Inc. Medium name-match confidence · CIK 2159548 · Florida
- Onex Partners Financial Services A LP Medium name-match confidence · CIK 2158555 · New York
- PEOPLES FINANCIAL SERVICES CORP. Medium name-match confidence · CIK 1056943 · Pennsylvania
- Tierra Financial Services, L.L.C. Medium name-match confidence · CIK 2090387 · Arizona
- Brown Box Financial Services, Inc. Medium name-match confidence · CIK 1666025 · Texas
- KINGSWAY FINANCIAL SERVICES INC Medium name-match confidence · CIK 1072627 · Illinois
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Onex Partners Financial Services LP · D · Nov 2, 2026
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Onex Partners Financial Services A LP · D · Nov 2, 2026
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Movik Financial Services Inc. · D · Oct 9, 2026$325K
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Movik Financial Services Inc. · D · Oct 9, 2026$4.5M
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FSB Financial Services, Inc. · D · Sep 8, 2026$13.3M
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FSB Financial Services, Inc. · D · May 15, 2026$30M
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Tierra Financial Services, L.L.C. · D · Mar 27, 2026
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EJF Financial Services Fund, LP · D/A · Mar 12, 2026
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Atlas Financial Services, Inc. · D · Dec 23, 2025$1.9M
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CNB FINANCIAL SERVICES INC · D · Oct 3, 2025$20M
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PEOPLES FINANCIAL SERVICES CORP. · D · Jun 20, 2025$85M
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EJF Financial Services Fund, LP · D/A · Mar 12, 2025
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KINGSWAY FINANCIAL SERVICES INC · D · Feb 25, 2025$6M