EMPIRICAL ASSET MANAGEMENT, LLC
SEC file number 801-71967
· WELLESLEY, Massachusetts
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$328.7M
Discretionary AUM
$316.8M
Employees
12
Clients
2
Firm
- Address
- 57 RIVER STREET
WELLESLEY, Massachusetts 02481 - Phone
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · Colorado
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · Florida
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · Colorado
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · Nevada
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · Texas
- Digital Asset Management Medium name-match confidence · CIK 2066301 · Arizona
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · Hong Kong
- Cosmos Asset Management LLC Medium name-match confidence · CIK 2097562 · Delaware
- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · Hong Kong
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · Illinois
- TIND Asset Management ICAV Medium name-match confidence · CIK 2048228 · Ireland
- Vision Asset Management Partners LLC Medium name-match confidence · CIK 2066031 · Wyoming
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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TIND Asset Management ICAV · D/A · Dec 8, 2025
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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Cosmos Asset Management LLC · D · Nov 21, 2025$15M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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Yijue Asset Management Ltd · D · May 6, 2025$5M
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Digital Asset Management · D · May 5, 2025$100M
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Jikang Asset Management Ltd · D · May 1, 2025$5M
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Vision Asset Management Partners LLC · D · Apr 29, 2025$250K
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Nuveen Asset Management, LLC · D/A · Apr 16, 2025
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M