Form D Explorer

KESTRA PRIVATE WEALTH SERVICES, LLC

SEC file number 801-71936 · AUSTIN, TX

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$7.30B
Discretionary AUM
$7.29B
Employees
158
Clients
95

Firm

Address
5707 SOUTHWEST PARKWAY
AUSTIN, TX 78735
Phone
—
Website
—
Disciplinary
Unknown — verify on SEC IAPD

Sources

No Form D filings matched on issuer name. (Adviser GPs often file under a separately-named LP, so a missing match is normal.)