UBS FINANCIAL SERVICES INC.
SEC file number 801-7163
· WEEHAWKEN, NJ
https://ubs.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$702.39B
Discretionary AUM
$317.31B
Employees
12701
Clients
21125
Firm
- Address
- 1200 HARBOR BOULEVARD
WEEHAWKEN, NJ 07086 - Phone
- —
- Website
- https://ubs.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
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- Atlas Financial Services, Inc. Medium name-match confidence · CIK 1844126 · CA
- Movik Financial Services Inc. Medium name-match confidence · CIK 2159548 · FL
- Onex Partners Financial Services A LP Medium name-match confidence · CIK 2158555 · NY
- PEOPLES FINANCIAL SERVICES CORP. Medium name-match confidence · CIK 1056943 · PA
- Tierra Financial Services, L.L.C. Medium name-match confidence · CIK 2090387 · AZ
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- KINGSWAY FINANCIAL SERVICES INC Medium name-match confidence · CIK 1072627 · IL
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Onex Partners Financial Services LP · D · Nov 2, 2026
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Onex Partners Financial Services A LP · D · Nov 2, 2026
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Movik Financial Services Inc. · D · Oct 9, 2026$325K
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Movik Financial Services Inc. · D · Oct 9, 2026$4.5M
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FSB Financial Services, Inc. · D · Sep 8, 2026$13.3M
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FSB Financial Services, Inc. · D · May 15, 2026$30M
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Tierra Financial Services, L.L.C. · D · Mar 27, 2026
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EJF Financial Services Fund, LP · D/A · Mar 12, 2026
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Atlas Financial Services, Inc. · D · Dec 23, 2025$1.9M
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CNB FINANCIAL SERVICES INC · D · Oct 3, 2025$20M
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PEOPLES FINANCIAL SERVICES CORP. · D · Jun 20, 2025$85M
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EJF Financial Services Fund, LP · D/A · Mar 12, 2025
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KINGSWAY FINANCIAL SERVICES INC · D · Feb 25, 2025$6M