SMI MANAGEMENT & RESEARCH LLC
SEC file number 801-71401
· DAMARISCOTTA, ME
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$40M
Discretionary AUM
$38M
Employees
—
Clients
101
Firm
- Address
- 15 BELVEDERE RD
DAMARISCOTTA, ME 04543 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- SEAS Management, LLC Medium name-match confidence · CIK 2051352 · SC
- SG Management Holdings, LLC Medium name-match confidence · CIK 2052227 · WI
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SG Management Holdings, LLC · D/A · Apr 28, 2025
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SEAS Management, LLC · D · Jan 27, 2025$25M
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SG Management Holdings, LLC · D · Jan 15, 2025$842.5K