COTE FINANCIAL MANAGEMENT, LLC
SEC file number 801-71153
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$25M
Discretionary AUM
$0
Employees
3
Clients
200
Firm
- Address
- Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- CoTec Holdings Corp. Low name-match confidence · CIK 2079728 · A1
- Glycotest Inc. Low name-match confidence · CIK 2144866 · PA
- Northcote Fund II LP Low name-match confidence · CIK 2156424 · Y7
- Northcote Fund I LP Low name-match confidence · CIK 2057912 · Y7
- Oncotelic Therapeutics, Inc. Low name-match confidence · CIK 908259 · CA
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CoTec Holdings Corp. · D · Oct 8, 2026$4.1M
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Northcote Fund II LP · D · Sep 23, 2026
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Oncotelic Therapeutics, Inc. · D · Jul 22, 2026$711.8K
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Glycotest Inc. · D · Jul 16, 2026$6.8M
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Oncotelic Therapeutics, Inc. · D · Dec 11, 2025$12.5M
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CoTec Holdings Corp. · D · Aug 15, 2025$16.7M
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Northcote Fund I LP · D · Feb 25, 2025