MARKS THERIOT WALSTON & COMPANY, INC.

SEC file number 801-71070 · LOS ANGELES, CA

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM

$74.1M

Discretionary AUM

$72.9M

Employees

—

Clients

—

Firm

Address: 545 S. FIGUEROA STREET
LOS ANGELES, CA 90071
Phone: —
Website: —
Disciplinary: Unknown — verify on SEC IAPD

Sources

Search SEC IAPD to verify this firm ↗
Last refreshed Apr 28, 2026

Possible Form D name matches (not verified)

Bookmarks & Breadsticks LLC Low name-match confidence · CIK 1965144 · NY
BPH Marks, LLC Low name-match confidence · CIK 2121628 · PA
Carl Marks Strategic Opportunities Fund IV, L.P. Low name-match confidence · CIK 2021388 · NY
Marks Snacks LLC Low name-match confidence · CIK 2071658 · CA
OH Strongsville Marks Rd, LLC Low name-match confidence · CIK 2164069 · OH

OH Strongsville Marks Rd, LLC · D · Nov 6, 2026

$6M
BPH Marks, LLC · D · Mar 18, 2026

$4.4M
Carl Marks Strategic Opportunities Fund IV, L.P. · D/A · Jun 27, 2025