NMS CAPITAL ASSET MANAGEMENT, INC.
SEC file number 801-70544
· BEVERLY HILLS, CA
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$138.5M
Discretionary AUM
$0
Employees
9
Clients
2
Firm
- Address
- 433 NORTH CAMDEN DRIVE
BEVERLY HILLS, CA 90210 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · K3
- Cosmos Asset Management LLC Medium name-match confidence · CIK 2097562 · DE
- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · K3
- Vision Asset Management Partners LLC Medium name-match confidence · CIK 2066031 · WY
- NorthGate Asset Management Fund LP Medium name-match confidence · CIK 2151920 · NC
- BEQUEST ASSET MANAGEMENT, LLC Medium name-match confidence · CIK 2160920 · FL
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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BEQUEST ASSET MANAGEMENT, LLC · D · Oct 22, 2026$6M
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NorthGate Asset Management Fund LP · D/A · Sep 18, 2026$2.5M
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NorthGate Asset Management Fund LP · D · Sep 18, 2026$2.5M
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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Cosmos Asset Management LLC · D · Nov 21, 2025$15M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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Yijue Asset Management Ltd · D · May 6, 2025$5M
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Jikang Asset Management Ltd · D · May 1, 2025$5M
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Vision Asset Management Partners LLC · D · Apr 29, 2025$250K
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Nuveen Asset Management, LLC · D/A · Apr 16, 2025
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M