Form D Explorer

NWAM, LLC

SEC file number 801-69483 · MERCER ISLAND, WA

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$3.27B
Discretionary AUM
$2.23B
Employees
55
Clients
17

Firm

Address
2835 82ND AVENUE SE
MERCER ISLAND, WA 98040
Phone
—
Website
—
Disciplinary
Unknown — verify on SEC IAPD

Sources

No Form D filings matched on issuer name. (Adviser GPs often file under a separately-named LP, so a missing match is normal.)