FIRST EMPIRE ASSET MANAGEMENT, INC
SEC file number 801-69470
· HAUPPAUGE, NY
https://firstempire.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$2.17B
Discretionary AUM
$0
Employees
26
Clients
1
Firm
- Address
- 100 MOTOR PARKWAY
HAUPPAUGE, NY 11788 - Phone
- —
- Website
- https://firstempire.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
- First Empire Debt Fund, LLC High name-match confidence · CIK 2053408 · SC
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- Asset Management Fidelity Corp Medium name-match confidence · CIK 2156327 · WY
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- BEQUEST ASSET MANAGEMENT, LLC Medium name-match confidence · CIK 2160920 · FL
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · K3
- Cosmos Asset Management LLC Medium name-match confidence · CIK 2097562 · DE
- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · K3
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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BEQUEST ASSET MANAGEMENT, LLC · D · Oct 22, 2026$6M
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Asset Management Fidelity Corp · D · Oct 14, 2026$2.5M
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Asset Management Fidelity Corp · D · Oct 6, 2026$3.7M
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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First Empire Debt Fund, LLC · D/A · Dec 17, 2025
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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Cosmos Asset Management LLC · D · Nov 21, 2025$15M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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Yijue Asset Management Ltd · D · May 6, 2025$5M
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Jikang Asset Management Ltd · D · May 1, 2025$5M
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Nuveen Asset Management, LLC · D/A · Apr 16, 2025
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M
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First Empire Debt Fund, LLC · D · Jan 27, 2025