SAFEGUARD FINANCIAL AND INSURANCE SERVICES
SEC file number 801-69338
https://safeguardok.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$29.2M
Discretionary AUM
$24.2M
Employees
—
Clients
200
Firm
- Address
- Phone
- —
- Website
- https://safeguardok.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
- Safeguard Flex Fund, LLC Low name-match confidence · CIK 2004762 · TX
- Skin Safeguard Inc Low name-match confidence · CIK 2107244 · CA
-
Safeguard Flex Fund, LLC · D/A · Jun 11, 2026
-
Skin Safeguard Inc · D · Jan 27, 2026$500K
-
Safeguard Flex Fund, LLC · D/A · Jun 10, 2025