DOUGHERTY & COMPANY LLC

SEC file number 801-68309 · MINNEAPOLIS, MN

https://dougherty.us ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM

$55.8M

Discretionary AUM

$4.5M

Employees

—

Clients

200

Firm

Address: 90 SOUTH SEVENTH STREET
MINNEAPOLIS, MN 55402-4108
Phone: —
Website: https://dougherty.us
(name-match guess, not verified)
Disciplinary: Unknown — verify on SEC IAPD

Sources

Search SEC IAPD to verify this firm ↗
Last refreshed May 2, 2026

Possible Form D name matches (not verified)

Dog Company, Inc. Medium name-match confidence · CIK 1980828 · DE

Dog Company, Inc. · D · Jul 7, 2026

$1.2M
Dog Company, Inc. · D · May 16, 2025

$1M
Dog Company, Inc. · D/A · Apr 8, 2025

$50K
Dog Company, Inc. · D · Feb 11, 2025

$25K