WAKEFIELD ASSET MANAGEMENT, LLLP
SEC file number 801-68152
· ENGLEWOOD, CO
https://wakeassoc.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$343.1M
Discretionary AUM
$342.8M
Employees
11
Clients
14
Firm
- Address
- 7887 EAST BELLEVIEW AVE, SUITE #800
ENGLEWOOD, CO 80111 - Phone
- —
- Website
- https://wakeassoc.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M