FIRST MIDWEST SECURITIES, INC.
SEC file number 801-67749
· BLOOMINGTON, IL
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$121.8M
Discretionary AUM
$90.5M
Employees
—
Clients
300
Firm
- Address
- 207 W. JEFFERSON STREET
BLOOMINGTON, IL 61701-3969 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- First ShenZhen Securities Co., Ltd Medium name-match confidence · CIK 1979259 · K3
-
First ShenZhen Securities Co., Ltd · D · Jan 10, 2025$5M