NOVEN FINANCIAL GROUP, INC.
SEC file number 801-65296
· DENVER, CO
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$298.5M
Discretionary AUM
$272.6M
Employees
6
Clients
—
Firm
- Address
- 1777 S. HARRISON STREET
DENVER, CO 80210 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- M FINANCIAL HOLDINGS INC Medium name-match confidence · CIK 1047852 · OR
- W FINANCIAL FUND, LP Medium name-match confidence · CIK 1248244 · NY
- NG FINANCIAL HOLDINGS 4 LLC Medium name-match confidence · CIK 2052769 · TX
- F&M FINANCIAL CORP Medium name-match confidence · CIK 802119 · TN
- BNH Financial Medium name-match confidence · CIK 1886472 · NH
- ENB Financial Corp Medium name-match confidence · CIK 1437479 · PA
- HBT Financial, Inc. Medium name-match confidence · CIK 775215 · IL
- IMA Financial Group, Inc. Medium name-match confidence · CIK 1673769 · KS
- Jet Financial Corp. Medium name-match confidence · CIK 1905510 · TX
- LIT Financial Corporation, Inc. Medium name-match confidence · CIK 2090234 · MI
- PCB Financial, Inc Medium name-match confidence · CIK 2002066 · CA
- RCB Financial Corp Medium name-match confidence · CIK 1871178 · GA
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M FINANCIAL HOLDINGS INC · D · Mar 13, 2026$8.9M
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IMA Financial Group, Inc. · D · Jan 29, 2026$86.9M
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W FINANCIAL FUND, LP · D/A · Jan 23, 2026
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Jet Financial Corp. · D/A · Jan 14, 2026$5M
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PCB Financial, Inc · D · Jan 12, 2026$16.5M
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ENB Financial Corp · D · Dec 22, 2025$42.5M
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LIT Financial Corporation, Inc. · D · Nov 10, 2025$10M
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LIT Financial Corporation, Inc. · D · Nov 3, 2025$4M
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F&M FINANCIAL CORP · D · Jul 16, 2025$60M
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M FINANCIAL HOLDINGS INC · D · Mar 17, 2025$6.8M
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W FINANCIAL FUND, LP · D/A · Jan 29, 2025
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NG FINANCIAL HOLDINGS 4 LLC · D · Jan 22, 2025$14M
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Jet Financial Corp. · D/A · Jan 17, 2025$5M