CARUSO MCLEAN & CO., INC.
SEC file number 801-64498
· UTICA, NY
https://carusomclean.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$232.7M
Discretionary AUM
$40.5M
Employees
6
Clients
—
Firm
- Address
- 130 LOMOND COURT
UTICA, NY 13502 - Phone
- —
- Website
- https://carusomclean.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
No Form D filings matched on issuer name. (Adviser GPs often file under a separately-named LP, so a missing match is normal.)