COMPASS FINANCIAL GROUP, INC.
SEC file number 801-61941
· DEERFIELD BEACH, Florida
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$375.6M
Discretionary AUM
$375.6M
Employees
5
Clients
—
Firm
- Address
- 665 S.E. 10TH STREET
DEERFIELD BEACH, Florida 33441 - Phone
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
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- COUNT Financial, Inc. Medium name-match confidence · CIK 2153764 · Washington
- Commercium Financial, Inc. Medium name-match confidence · CIK 1922045 · Wyoming
- M FINANCIAL HOLDINGS INC Medium name-match confidence · CIK 1047852 · Oregon
- W FINANCIAL FUND, LP Medium name-match confidence · CIK 1248244 · New York
- Financial Gravity Companies, Inc. Medium name-match confidence · CIK 1377167 · Texas
- CommerceOne Financial Corp Medium name-match confidence · CIK 2123444 · Alabama
- Capra Financial, Inc. Medium name-match confidence · CIK 2127425 · Iowa
- Choral Financial Fund, LP Medium name-match confidence · CIK 1417442 · Virginia
- F&M FINANCIAL CORP Medium name-match confidence · CIK 802119 · Tennessee
- Hourglass Financial, Inc. Medium name-match confidence · CIK 2127909 · California
- Choice Financial Group Holdings, LLC Medium name-match confidence · CIK 1931117 · Maryland
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Hourglass Financial, Inc. · D · Nov 6, 2026
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COUNT Financial, Inc. · D/A · Sep 17, 2026$4.1M
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COUNT Financial, Inc. · D · Sep 14, 2026$4M
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Commercium Financial, Inc. · D · Jul 31, 2026$10M
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PT Financial Companies LLC · D · Jul 8, 2026$1.4M
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Capra Financial, Inc. · D · Jun 12, 2026$30M
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Choral Financial Fund, LP · D/A · Apr 24, 2026
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Hourglass Financial, Inc. · D · Apr 17, 2026$3.6M
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Capra Financial, Inc. · D · Apr 15, 2026$20M
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CommerceOne Financial Corp · D · Mar 23, 2026$25M
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M FINANCIAL HOLDINGS INC · D · Mar 13, 2026$8.9M
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Choice Financial Group Holdings, LLC · D · Feb 17, 2026$1.7M
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W FINANCIAL FUND, LP · D/A · Jan 23, 2026
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Financial Gravity Companies, Inc. · D · Jan 13, 2026$9.4K
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Financial Gravity Companies, Inc. · D · Nov 7, 2025$4.3K
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Financial Gravity Companies, Inc. · D · Oct 7, 2025$145.5K
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$1.7M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$2.4M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$2.5M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$1.8M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$1.4M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$750K
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$2.3M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$5.3M
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Choice Financial Group Holdings, LLC · D · Sep 24, 2025$2.6M