NWQ INVESTMENT MANAGEMENT COMPANY, LLC
SEC file number 801-61379
· LOS ANGELES, CA
https://nwqcm.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$9.57B
Discretionary AUM
$9.57B
Employees
35
Clients
9
Firm
- Address
- 2029 CENTURY PARK EAST
LOS ANGELES, CA 90067 - Phone
- —
- Website
- https://nwqcm.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
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MCCARTHY INVESTMENT COMPANY, LLC · D/A · Oct 9, 2026
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Khanosis Investment Management LLC · D · May 8, 2026$250K
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RS Management Investors, LLC · D · Apr 24, 2026$66.1K
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K2 Venture Capital Investment Fund LLC · D/A · Apr 17, 2026$20M
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K2 Venture Capital Investment Fund LLC · D · Apr 16, 2026$20M
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Abantes Investment Management Fund Ltd. · D/A · Mar 17, 2026
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Abantes Investment Management Fund LP · D/A · Dec 23, 2025
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ROE Investment Management Capital Partners, LP · D/A · Nov 17, 2025
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MCCARTHY INVESTMENT COMPANY, LLC · D/A · Oct 20, 2025
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Axis Management Company, Inc. · D · Sep 11, 2025$3.3M
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RS Management Investors, LLC · D · Aug 28, 2025$3.3M
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5th Level Capital Management Company, LLC · D · Aug 7, 2025
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DF-KSG Investment Company, LLC · D · Jul 11, 2025
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RS Management Investors, LLC · D · Jul 1, 2025$22.3M
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HG CoGP Investment Company, LLC · D/A · May 30, 2025$21.9M
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Abantes Investment Management Fund Ltd. · D · Mar 17, 2025
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HG CoGP Investment Company, LLC · D · Mar 10, 2025$21.9M
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Miller Investment Management Fund I, LP · D/A · Feb 21, 2025