NIKKO ASSET MANAGEMENT AMERICAS, INC.
SEC file number 801-60881
· NEW YORK, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$11.11B
Discretionary AUM
$10.99B
Employees
32
Clients
—
Firm
- Address
- 605 THIRD AVENUE
NEW YORK, NY 10158 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Coatue Investimentos Lisboa, Inc Medium name-match confidence · CIK 2124054 · CO
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · K3
-
Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
-
Coatue Investimentos Lisboa, Inc · D/A · May 27, 2026$575K
-
Coatue Investimentos Lisboa, Inc · D · Apr 15, 2026$575K
-
PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
-
PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
-
PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
-
Yijue Asset Management Ltd · D · May 6, 2025$5M
-
Nuveen Asset Management, LLC · D/A · Apr 16, 2025
-
PM Asset Management LLC · D · Apr 8, 2025$6.8M
-
DWS Asset Management Ltd · D · Mar 20, 2025$100M