SECURITIES MONITORING GROUP, LLC
SEC file number 801-60344
· BUFFALO, MN
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$127.2M
Discretionary AUM
$83.5M
Employees
—
Clients
600
Firm
- Address
- 103 MARTY DRIVE
BUFFALO, MN 55313 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Securities Lending Fund, LLC Medium name-match confidence · CIK 1909807 · OH
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Securities Lending Fund, LLC · D/A · Aug 24, 2026
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Securities Lending Fund, LLC · D/A · Aug 26, 2025