Form D Explorer

PENNINGTON FINANCIAL GROUP

SEC file number 801-57705 · GOLD RIVER, CA
https://pennington.com ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$155.9M
Discretionary AUM
$155.9M
Employees
5
Clients
200

Firm

Address
11246 GOLD EXPRESS DRIVE
GOLD RIVER, CA 95670-4425
Phone
—
Website
https://pennington.com
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)