SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SEC file number 801-57695
· SARATOGA, CA
https://saratogarim.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$2.74B
Discretionary AUM
$2.69B
Employees
23
Clients
—
Firm
- Address
- 14471 BIG BASIN WAY, SUITE E
SARATOGA, CA 95070 - Phone
- —
- Website
- https://saratogarim.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
- ROE Investment Management Capital Partners, LP Medium name-match confidence · CIK 2040771 · FL
-
ROE Investment Management Capital Partners, LP · D/A · Nov 17, 2025