LEGACY ASSET MANAGEMENT, INC.
SEC file number 801-57208
· HOUSTON, TX
https://legacy.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$161.7M
Discretionary AUM
$141.5M
Employees
7
Clients
—
Firm
- Address
- 3411 RICHMOND AVE
HOUSTON, TX 77046 - Phone
- —
- Website
- https://legacy.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · K3
- Cosmos Asset Management LLC Medium name-match confidence · CIK 2097562 · DE
- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · K3
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
- Vision Asset Management Partners LLC Medium name-match confidence · CIK 2066031 · WY
- BEQUEST ASSET MANAGEMENT, LLC Medium name-match confidence · CIK 2160920 · FL
- Bitwise Asset Management, Inc. Medium name-match confidence · CIK 1721567 · CA
-
Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
-
BEQUEST ASSET MANAGEMENT, LLC · D · Oct 22, 2026$6M
-
PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
-
PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
-
Cosmos Asset Management LLC · D · Nov 21, 2025$15M
-
PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
-
Bitwise Asset Management, Inc. · D · Jun 20, 2025$70M
-
Yijue Asset Management Ltd · D · May 6, 2025$5M
-
Jikang Asset Management Ltd · D · May 1, 2025$5M
-
Vision Asset Management Partners LLC · D · Apr 29, 2025$250K
-
Nuveen Asset Management, LLC · D/A · Apr 16, 2025
-
PM Asset Management LLC · D · Apr 8, 2025$6.8M
-
DWS Asset Management Ltd · D · Mar 20, 2025$100M