PRINCIPAL SECURITIES, INC.
SEC file number 801-54949
· DES MOINES, IA
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$12.11B
Discretionary AUM
$8.34B
Employees
1349
Clients
1153
Firm
- Address
- 711 HIGH STREET
DES MOINES, IA 50392 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- QT SECURITIES INC. Medium name-match confidence · CIK 2057181 · NY
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QT SECURITIES INC. · D · Feb 20, 2025$100M