Form D Explorer

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

SEC file number 801-45564 · DANA POINT, CA

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$80.6M
Discretionary AUM
$80.6M
Employees
—
Clients
400

Firm

Address
34232 PACIFIC COAST HIGHWAY
DANA POINT, CA 92629-2821
Phone
—
Website
—
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)