FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
SEC file number 801-33001
· TRAVERSE CITY, MI
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
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Discretionary AUM
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Employees
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Clients
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Firm
- Address
- 111 CASS STREET
TRAVERSE CITY, MI 49684 - Phone
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- Website
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- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
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- LIMA Global Investment Management, Inc. Medium name-match confidence · CIK 2160954 · CO
- RS Management Investors, LLC Medium name-match confidence · CIK 2011561 · GA
- ASSET INVESTMENT FINANCIAL SERVICES Corp Medium name-match confidence · CIK 2060466 · TX
- Centricus Financial Investments 8 LP Medium name-match confidence · CIK 2075711 · E9
- Centricus Financial Investments 9 LP Medium name-match confidence · CIK 2086818 · E9
- Pythagoras Investment Management LLC Medium name-match confidence · CIK 1749715 · K3
- Cornerstone Financial Investments LLC Medium name-match confidence · CIK 2080601 · TN
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LIMA Global Investment Management, Inc. · D · Oct 20, 2026$100M
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Pythagoras Investment Management LLC · D/A · Sep 18, 2026
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Khanosis Investment Management LLC · D · May 8, 2026$250K
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RS Management Investors, LLC · D · Apr 24, 2026$66.1K
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Abantes Investment Management Fund Ltd. · D/A · Mar 17, 2026
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Abantes Investment Management Fund LP · D/A · Dec 23, 2025
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Centricus Financial Investments 9 LP · D · Dec 10, 2025
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ROE Investment Management Capital Partners, LP · D/A · Nov 17, 2025
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Pythagoras Investment Management LLC · D/A · Sep 18, 2025
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RS Management Investors, LLC · D · Aug 28, 2025$3.3M
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Cornerstone Financial Investments LLC · D · Aug 21, 2025
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Centricus Financial Investments 8 LP · D · Jul 31, 2025
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RS Management Investors, LLC · D · Jul 1, 2025$22.3M
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Abantes Investment Management Fund Ltd. · D · Mar 17, 2025
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ASSET INVESTMENT FINANCIAL SERVICES Corp · D · Mar 13, 2025$1.2M
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Miller Investment Management Fund I, LP · D/A · Feb 21, 2025