STERNE AGEE ASSET MANAGEMENT INC
SEC file number 801-32478
· BIRMINGHAM, AL
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$416.6M
Discretionary AUM
$416.6M
Employees
—
Clients
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Firm
- Address
- 800 SHADES CREEK PARKWAY
BIRMINGHAM, AL 35209 - Phone
- —
- Website
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- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- PC-Asset Management Co., Ltd Medium name-match confidence · CIK 2087961 · CO
- PM Asset Management LLC Medium name-match confidence · CIK 2062645 · FL
- DWS Asset Management Ltd Medium name-match confidence · CIK 2062122 · CO
- PFD Asset Management Group, LLC Medium name-match confidence · CIK 2098866 · NV
- Gold Star Asset Management Fund LP Medium name-match confidence · CIK 2047978 · CA
- Alpha Capital Asset Management LLC Medium name-match confidence · CIK 2162033 · TX
- Savanti Asset Management, LLC Medium name-match confidence · CIK 2065813 · FL
- 12th Street Asset Management LP Medium name-match confidence · CIK 1449906 · TN
- Yijue Asset Management Ltd Medium name-match confidence · CIK 2067049 · K3
- Cosmos Asset Management LLC Medium name-match confidence · CIK 2097562 · DE
- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · K3
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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Gold Star Asset Management Fund LP · D · Apr 9, 2026
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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12th Street Asset Management LP · D/A · Jan 8, 2026
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Gold Star Asset Management Fund LP · D/A · Dec 22, 2025
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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Cosmos Asset Management LLC · D · Nov 21, 2025$15M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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Savanti Asset Management, LLC · D · May 14, 2025
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Yijue Asset Management Ltd · D · May 6, 2025$5M
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Jikang Asset Management Ltd · D · May 1, 2025$5M
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Nuveen Asset Management, LLC · D/A · Apr 16, 2025
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M
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12th Street Asset Management LP · D/A · Jan 10, 2025