SPECTRUM ASSET MANAGEMENT INC
SEC file number 801-30377
· NEWPORT BEACH, CA
https://spectrum.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$646.5M
Discretionary AUM
$634.8M
Employees
11
Clients
—
Firm
- Address
- 1301 DOVE STREET
NEWPORT BEACH, CA 92660-2453 - Phone
- —
- Website
- https://spectrum.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
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- Jikang Asset Management Ltd Medium name-match confidence · CIK 2066336 · K3
- Nuveen Asset Management, LLC Medium name-match confidence · CIK 1521019 · IL
- Vision Asset Management Partners LLC Medium name-match confidence · CIK 2066031 · WY
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Alpha Capital Asset Management LLC · D · Oct 30, 2026$10M
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Gold Star Asset Management Fund LP · D · Apr 9, 2026
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PFD Asset Management Group, LLC · D · Apr 6, 2026$370M
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Gold Star Asset Management Fund LP · D/A · Dec 22, 2025
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PFD Asset Management Group, LLC · D · Dec 4, 2025$500M
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Cosmos Asset Management LLC · D · Nov 21, 2025$15M
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PC-Asset Management Co., Ltd · D · Sep 25, 2025$100M
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Savanti Asset Management, LLC · D · May 14, 2025
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Yijue Asset Management Ltd · D · May 6, 2025$5M
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Jikang Asset Management Ltd · D · May 1, 2025$5M
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Vision Asset Management Partners LLC · D · Apr 29, 2025$250K
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Nuveen Asset Management, LLC · D/A · Apr 16, 2025
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PM Asset Management LLC · D · Apr 8, 2025$6.8M
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DWS Asset Management Ltd · D · Mar 20, 2025$100M