CHARLES STEPHEN AND COMPANY, INC.
SEC file number 801-22681
· ALBUQUERQUE, NM
https://charlesstephen.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$199.1M
Discretionary AUM
$73.3M
Employees
—
Clients
578
Firm
- Address
- 5951 JEFFERSON COURT NE
ALBUQUERQUE, NM 87109 - Phone
- —
- Website
- https://charlesstephen.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
- Charles at Coventry Holdings, LLC Low name-match confidence · CIK 2065634 · IN
- CHARLES & COLVARD LTD Low name-match confidence · CIK 1015155 · NC
- CHARLES STREET SECTOR ANALYSIS FUND, L.P. Low name-match confidence · CIK 1431046 · NY
- Charleston FC PickleRage Holding LLC Low name-match confidence · CIK 2063830 · FL
- Charleston Harbor Concentrated SMID-Cap, LP Low name-match confidence · CIK 2085894 · SC
- Charleston Workforce Housing Fund, LLC Low name-match confidence · CIK 2081858 · NC
- Charlestowne Senior Village LLC Low name-match confidence · CIK 2154653 · MO
- HS Charleston, LLC Low name-match confidence · CIK 2094157 · TX
- RS Lake Charles Investors LLC Low name-match confidence · CIK 2079968 · TX
- TH Charleston Fund, LLC Low name-match confidence · CIK 2049390 · SC
-
Charleston Harbor Concentrated SMID-Cap, LP · D/A · Sep 15, 2026
-
Charleston Workforce Housing Fund, LLC · D/A · Sep 14, 2026$50M
-
Charlestowne Senior Village LLC · D · Sep 11, 2026$6.2M
-
CHARLES STREET SECTOR ANALYSIS FUND, L.P. · D/A · Aug 21, 2026
-
Charleston FC PickleRage Holding LLC · D · May 5, 2026$1.2M
-
HS Charleston, LLC · D · Nov 18, 2025$4.6M
-
Charleston Harbor Concentrated SMID-Cap, LP · D · Sep 24, 2025
-
Charleston Workforce Housing Fund, LLC · D · Sep 17, 2025$50M
-
CHARLES & COLVARD LTD · D · Sep 12, 2025$200K
-
CHARLES STREET SECTOR ANALYSIS FUND, L.P. · D/A · Aug 22, 2025
-
RS Lake Charles Investors LLC · D · Aug 12, 2025$4M
-
Charles at Coventry Holdings, LLC · D · Apr 25, 2025$8.6M
-
Charleston FC PickleRage Holding LLC · D · Apr 3, 2025$1.4M
-
TH Charleston Fund, LLC · D · Jan 2, 2025$500K