Form D Explorer

CETERA INVESTMENT ADVISERS LLC

SEC file number 801-20406 · SCHAUMBURG, IL
https://cetera.com ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$104.47B
Discretionary AUM
$78.38B
Employees
6648
Clients
16618

Firm

Address
1450 AMERICAN LANE
SCHAUMBURG, IL 60173-2096
Phone
—
Website
https://cetera.com
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)