Form D Explorer

M. J. SMITH AND ASSOCIATES

SEC file number 801-19409 · GREENWOOD VILLAGE, CO
https://mjsmith.co.uk ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$886.1M
Discretionary AUM
$806M
Employees
7
Clients
—

Firm

Address
5613 DTC PARKWAY
GREENWOOD VILLAGE, CO 80111
Phone
—
Website
https://mjsmith.co.uk
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)