FLAHERTY & CRUMRINE INCORPORATED
SEC file number 801-19384
· PASADENA, CA
https://flaherty-crumrine.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$3.90B
Discretionary AUM
$3.90B
Employees
13
Clients
—
Firm
- Address
- 301 E COLORADO BLVD
PASADENA, CA 91101-1911 - Phone
- —
- Website
- https://flaherty-crumrine.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
No Form D filings matched on issuer name. (Adviser GPs often file under a separately-named LP, so a missing match is normal.)