FINANCIAL MANAGEMENT INC
SEC file number 801-19322
· LITTLE ROCK, AR
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$70.6M
Discretionary AUM
$66.9M
Employees
—
Clients
200
Firm
- Address
- 10809 EXECUTIVE CENTER DRIVE
LITTLE ROCK, AR 72211 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
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- Financial Industry Information & Rating Organization, Inc. High name-match confidence · CIK 2117072 · NE
- FINANCIAL INSTITUTIONS INC High name-match confidence · CIK 862831 · NY
- FinancialPress Communications Corp High name-match confidence · CIK 2154538 · A0
- Financial Synergies Wealth Advisors, Inc. High name-match confidence · CIK 2017868 · TX
- AB Financial Services Opportunities Cayman Fund L.P. Medium name-match confidence · CIK 1709282 · NY
- AB Financial Services Opportunities Delaware Fund L.P. Medium name-match confidence · CIK 1709283 · NY
- Access Financial Group Ltd Liability Co Medium name-match confidence · CIK 2005446 · CO
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FinancialPress Communications Corp · D · Oct 1, 2026$20K
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Financial Industry Information & Rating Organization, Inc. · D · Jun 29, 2026$1.5M
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AB Financial Services Opportunities Delaware Fund L.P. · D/A · Jun 15, 2026
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AB Financial Services Opportunities Cayman Fund L.P. · D/A · Jun 15, 2026
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Financial Edge Strategic Fund, L.P. · D/A · Mar 10, 2026
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FINANCIAL EDGE FUND L P · D/A · Mar 10, 2026
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Financial Agency LLC · D · Feb 20, 2026$100M
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Financial Gravity Companies, Inc. · D · Jan 13, 2026$9.4K
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Access Financial Group Ltd Liability Co · D · Jan 7, 2026$5M
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FINANCIAL INSTITUTIONS INC · D · Dec 17, 2025$80M
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Financial Gravity Companies, Inc. · D · Nov 7, 2025$4.3K
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Financial Gravity Companies, Inc. · D · Oct 7, 2025$145.5K
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Financial Gravity Companies, Inc. · D · Sep 23, 2025$60K
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Financial Agency Group · D/A · Sep 18, 2025$10M
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Financial Agency Group · D/A · Jul 7, 2025$10M
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Financial Agency Group · D/A · Jul 7, 2025$10M
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Financial Gravity Companies, Inc. · D · Jun 12, 2025$24.5K
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AB Financial Services Opportunities Delaware Fund L.P. · D/A · Jun 6, 2025
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AB Financial Services Opportunities Cayman Fund L.P. · D/A · Jun 6, 2025
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Financial Agency Group · D/A · May 12, 2025$10M
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Financial Agency Group · D/A · May 12, 2025$10M
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Financial Gravity Companies, Inc. · D · May 1, 2025$120K
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Financial Edge Strategic Fund, L.P. · D/A · Mar 13, 2025
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FINANCIAL EDGE FUND L P · D/A · Mar 13, 2025
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Financial Synergies Wealth Advisors, Inc. · D · Mar 5, 2025$7M