NEWGATE CAPITAL MANAGEMENT LLC
SEC file number 801-17465
· GREENWICH, CT
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$180M
Discretionary AUM
$180M
Employees
8
Clients
700
Firm
- Address
- ONE SOUND SHORE DRIVE
GREENWICH, CT 06830-7251 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Blue Gate Management, LLC Medium name-match confidence · CIK 2081658 · NC
- New River Management Group LLC Medium name-match confidence · CIK 2117163 · DC
- MD MANAGEMENT LLC Medium name-match confidence · CIK 1423624 · CA
- Q FUND MANAGEMENT GROUP LTD Medium name-match confidence · CIK 2093351 · CO
- Neptune Management Holdings, LLC Medium name-match confidence · CIK 1938034 · TX
- New Majority Capital Management LLC Medium name-match confidence · CIK 1925886 · RI
- 280 New Day Management, LLC Medium name-match confidence · CIK 2050923 · AL
- AD Fund Management LP Medium name-match confidence · CIK 2085462 · NY
- JV Management, Inc. Medium name-match confidence · CIK 2135485 · TX
- MBH CAPITAL MANAGEMENT, LLC Medium name-match confidence · CIK 1997124 · FL
- SG Management Holdings, LLC Medium name-match confidence · CIK 2052227 · WI
- NorthGate Asset Management Fund LP Medium name-match confidence · CIK 2151920 · NC
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MD MANAGEMENT LLC · D · Nov 4, 2026$19.3M
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NorthGate Asset Management Fund LP · D/A · Sep 18, 2026$2.5M
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NorthGate Asset Management Fund LP · D · Sep 18, 2026$2.5M
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JV Management, Inc. · D/A · Aug 26, 2026$682.2K
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Blue Gate Management, LLC · D/A · May 28, 2026$6.7M
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JV Management, Inc. · D · May 19, 2026$344K
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Blue Gate Management, LLC · D/A · Apr 21, 2026$6.7M
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New River Management Group LLC · D · Mar 9, 2026$5M
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Neptune Management Holdings, LLC · D · Nov 13, 2025$87.5K
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Q FUND MANAGEMENT GROUP LTD · D · Oct 23, 2025$100M
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AD Fund Management LP · D · Sep 10, 2025
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Blue Gate Management, LLC · D · Sep 5, 2025$1.2M
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Blue Gate Management, LLC · D · Aug 28, 2025$6.7M
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Neptune Management Holdings, LLC · D · Jul 18, 2025$56.5K
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SG Management Holdings, LLC · D/A · Apr 28, 2025
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MD MANAGEMENT LLC · D · Apr 15, 2025
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SG Management Holdings, LLC · D · Jan 15, 2025$842.5K
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Neptune Management Holdings, LLC · D · Jan 10, 2025$108.5K
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MBH CAPITAL MANAGEMENT, LLC · D/A · Jan 8, 2025
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280 New Day Management, LLC · D · Jan 6, 2025$3.4M