LPL FINANCIAL LLC
SEC file number 801-10970
· FORT MILL, SC
https://lpl.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$463.48B
Discretionary AUM
$462.82B
Employees
35841
Clients
168915
Firm
- Address
- 1055 LPL WAY
FORT MILL, SC 29715 - Phone
- —
- Website
- https://lpl.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
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- RCB Financial Corp Medium name-match confidence · CIK 1871178 · GA
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