LEE FINANCIAL COMPANY, LLC
SEC file number 801-10722
· DALLAS, Texas
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$1.17B
Discretionary AUM
$1.16B
Employees
35
Clients
2
Firm
- Address
- 8350 N. CENTRAL EXPRESSWAY
DALLAS, Texas 75206 - Phone
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
- PT Financial Companies LLC Medium name-match confidence · CIK 1720453 · Illinois
- JONES FINANCIAL COMPANIES LLLP Medium name-match confidence · CIK 815917 · Missouri
- Financial Gravity Companies, Inc. Medium name-match confidence · CIK 1377167 · Texas
- COUNT Financial, Inc. Medium name-match confidence · CIK 2153764 · Washington
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JONES FINANCIAL COMPANIES LLLP · D · Oct 29, 2026$9K
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COUNT Financial, Inc. · D/A · Sep 17, 2026$4.1M
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COUNT Financial, Inc. · D · Sep 14, 2026$4M
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JONES FINANCIAL COMPANIES LLLP · D · Sep 2, 2026$515K
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JONES FINANCIAL COMPANIES LLLP · D · Aug 4, 2026$2M
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PT Financial Companies LLC · D · Jul 8, 2026$1.4M
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JONES FINANCIAL COMPANIES LLLP · D · Jul 7, 2026$1.8M
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JONES FINANCIAL COMPANIES LLLP · D · Jun 11, 2026$725K
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JONES FINANCIAL COMPANIES LLLP · D · May 5, 2026$680K
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JONES FINANCIAL COMPANIES LLLP · D · Mar 11, 2026$325K
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JONES FINANCIAL COMPANIES LLLP · D · Jan 13, 2026$39.2M
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Financial Gravity Companies, Inc. · D · Jan 13, 2026$9.4K
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JONES FINANCIAL COMPANIES LLLP · D · Jan 8, 2026
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Financial Gravity Companies, Inc. · D · Nov 7, 2025$4.3K
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Financial Gravity Companies, Inc. · D · Oct 7, 2025$145.5K
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JONES FINANCIAL COMPANIES LLLP · D · Sep 25, 2025$19.4M
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Financial Gravity Companies, Inc. · D · Sep 23, 2025$60K
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JONES FINANCIAL COMPANIES LLLP · D · Jul 9, 2025$1.5M
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PT Financial Companies LLC · D · Jun 25, 2025$10.5M
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Financial Gravity Companies, Inc. · D · Jun 12, 2025$24.5K
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Financial Gravity Companies, Inc. · D · May 1, 2025$120K
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JONES FINANCIAL COMPANIES LLLP · D · Apr 9, 2025$488.3K
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JONES FINANCIAL COMPANIES LLLP · D · Feb 11, 2025$325K
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JONES FINANCIAL COMPANIES LLLP · D · Jan 14, 2025$55.5M
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JONES FINANCIAL COMPANIES LLLP · D · Jan 10, 2025