CALDWELL ADVISORS, LLC
SEC file number 801-106730
· BRENTWOOD, TN
https://caldwell.edu ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$322.7M
Discretionary AUM
$316M
Employees
8
Clients
—
Firm
- Address
- 5210 MARYLAND WAY
BRENTWOOD, TN 37027 - Phone
- —
- Website
- https://caldwell.edu
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
- CALDWELL SUTTER CAPITAL, INC. High name-match confidence · CIK 702007 · CA
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CALDWELL SUTTER CAPITAL, INC. · D/A · May 2, 2025$13
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CALDWELL SUTTER CAPITAL, INC. · D · Apr 11, 2025$3M