HERITAGE WEALTH MANAGEMENT, LLC
SEC file number 801-106598
· PHOENIX, AZ
https://ha.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$159.3M
Discretionary AUM
$158.8M
Employees
8
Clients
300
Firm
- Address
- 1440 E. MISSOURI AVE
PHOENIX, AZ 85014 - Phone
- —
- Website
- https://ha.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
- RLS Wealth Management LP LLC Medium name-match confidence · CIK 2138502 · NC
- Serif Health Management, Inc. Medium name-match confidence · CIK 1926833 · CA
- Cantata Wealth Management, LLC Medium name-match confidence · CIK 2051140 · FL
- Redstone Wealth Management Co., Ltd. Medium name-match confidence · CIK 2112381 · CO
- Highwater Wealth Management LLC\DE Medium name-match confidence · CIK 2139770 · CA
- ARCADIA WEALTH MANAGEMENT LLC\GA Medium name-match confidence · CIK 2132232 · GA
- US Wealth Management Ventures, LLC Medium name-match confidence · CIK 1993605 · NY
- Chatham Health Management, LLC Medium name-match confidence · CIK 2081814 · GA
- Freedom Health Management, LLC Medium name-match confidence · CIK 2075273 · KS
- Strata Solas Wealth Management LLC Medium name-match confidence · CIK 2105970 · DE
-
Serif Health Management, Inc. · D · Aug 25, 2026$5.6M
-
Highwater Wealth Management LLC\DE · D · Jun 24, 2026
-
RLS Wealth Management LP LLC · D · Jun 4, 2026$1.2M
-
ARCADIA WEALTH MANAGEMENT LLC\GA · D · Apr 29, 2026
-
Redstone Wealth Management Co., Ltd. · D · Feb 20, 2026$100M
-
Strata Solas Wealth Management LLC · D · Jan 20, 2026
-
US Wealth Management Ventures, LLC · D · Nov 24, 2025$5M
-
Cantata Wealth Management, LLC · D/A · Oct 10, 2025$2M
-
Chatham Health Management, LLC · D · Aug 18, 2025
-
Freedom Health Management, LLC · D · Jul 11, 2025$2.5M
-
Cantata Wealth Management, LLC · D · Feb 19, 2025$2M