Form D Explorer

Roth Capital LLC

CIK 2053934 · Limited Liability Company · Inc. OHIO · DELAWARE, OH · Other Real Estate

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Filings

1

Total offered

$4M

Total sold

$125K

Activity

2025-04-30
through 2025-04-30

Contact info

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Likely investment adviser (not guaranteed)

Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.

ROTH ASSET MANAGEMENT, INC.
high CRD 801-71086
ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED
high CRD 801-72759
ROTHSCHILD CAPITAL PARTNERS, LLC
high CRD 801-73843
ROTHSCHILD & CO ASSET MANAGEMENT US INC.
high CRD 801-5875

Form D filings (1)

0002053934-25-000003
D · 2025-04-30 · Other Real Estate

Offering: $4,000,000

Sold: $125,000