SAXON SECURITIES LLC
SEC file number 801-79118
· SAN FRANCISCO, CA
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$186.8M
Discretionary AUM
$186.8M
Employees
2
Clients
—
Firm
- Address
- 611 GATEWAY BOULEVARD
SAN FRANCISCO, CA 94080 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
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- Daiwa Securities Group Inc. Medium name-match confidence · CIK 1481045 · M0
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- ZANJS Securities Ltd Medium name-match confidence · CIK 2100549 · NY
- Airsed Securities Ltd. Medium name-match confidence · CIK 2070899 · CA
- KRAKEN SECURITIES INC. Medium name-match confidence · CIK 2100243 · NY
- LINTEL SECURITIES Ltd Medium name-match confidence · CIK 2123477 · K3
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Million Securities Ltd · D · Aug 4, 2026$100M
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B.A. Securities LLC · D · Jul 14, 2026
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Daiwa Securities Group Inc. · D/A · Jul 9, 2026
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Hotai Securities Inc · D · May 14, 2026$100M
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THG Securities Fund, L.P. · D · Apr 15, 2026
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LINTEL SECURITIES Ltd · D · Apr 10, 2026
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CITI SECURITIES, INC. · D · Dec 16, 2025$5M
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ZANJS Securities Ltd · D · Dec 11, 2025$100M
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KRAKEN SECURITIES INC. · D · Dec 10, 2025$100M
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B2C2 Securities, LLC · D · Nov 14, 2025
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Daiwa Securities Group Inc. · D · Jun 27, 2025
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Airsed Securities Ltd. · D · May 30, 2025$3M
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THG Securities Fund, L.P. · D · Feb 21, 2025
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QT SECURITIES INC. · D · Feb 20, 2025$100M