WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
SEC file number 801-70712
· NEW YORK, NY
https://wellingtonshields.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$908.7M
Discretionary AUM
$807.1M
Employees
20
Clients
—
Firm
- Address
- 60 BROAD ST.
NEW YORK, NY 10004 - Phone
- —
- Website
- https://wellingtonshields.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
Possible Form D name matches (not verified)
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- Wellington Management Investors (Bermuda), Ltd. Medium name-match confidence · CIK 1456162 · D0
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