AG FINANCIAL, LLC
SEC file number 801-66579
· SALT LAKE CITY, UT
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$105.4M
Discretionary AUM
$104.6M
Employees
2
Clients
—
Firm
- Address
- 2825 EAST COTTONWOOD PARKWAY
SALT LAKE CITY, UT 84121 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Financial Agency Group Medium name-match confidence · CIK 2014151 · FL
- Financial Agency LLC Medium name-match confidence · CIK 2112610 · WY
- M FINANCIAL HOLDINGS INC Medium name-match confidence · CIK 1047852 · OR
- W FINANCIAL FUND, LP Medium name-match confidence · CIK 1248244 · NY
- Alta Financial LLC Medium name-match confidence · CIK 1997188 · TN
- F&M FINANCIAL CORP Medium name-match confidence · CIK 802119 · TN
- Ameri Financial Group, Inc. Medium name-match confidence · CIK 2117073 · MN
- Aries Financial, Inc. Medium name-match confidence · CIK 1985343 · MI
- ASIAN FINANCIAL CORP Medium name-match confidence · CIK 1061366 · PA
- BNH Financial Medium name-match confidence · CIK 1886472 · NH
- ENB Financial Corp Medium name-match confidence · CIK 1437479 · PA
- HBT Financial, Inc. Medium name-match confidence · CIK 775215 · IL
-
Ameri Financial Group, Inc. · D/A · May 26, 2026$17M
-
Ameri Financial Group, Inc. · D · May 4, 2026$17M
-
HBT Financial, Inc. · D · Apr 9, 2026$85M
-
BNH Financial · D · Apr 3, 2026$40M
-
ASIAN FINANCIAL CORP · D · Mar 17, 2026$20M
-
M FINANCIAL HOLDINGS INC · D · Mar 13, 2026$8.9M
-
Financial Agency LLC · D · Feb 20, 2026$100M
-
W FINANCIAL FUND, LP · D · Jan 23, 2026
-
ENB Financial Corp · D · Dec 22, 2025$42.5M
-
Financial Agency Group · D · Sep 18, 2025$10M
-
F&M FINANCIAL CORP · D · Jul 16, 2025$60M
-
Financial Agency Group · D · Jul 7, 2025$10M
-
Financial Agency Group · D · Jul 7, 2025$10M
-
Alta Financial LLC · D · May 14, 2025
-
Financial Agency Group · D · May 12, 2025$10M
-
Financial Agency Group · D · May 12, 2025$10M
-
M FINANCIAL HOLDINGS INC · D · Mar 17, 2025$6.8M
-
W FINANCIAL FUND, LP · D · Jan 29, 2025